SEC

SEC's Proposed Climate Reporting: Understanding the Rules to Standardize Climate-Related Disclosure of Investors

Do you wish to understand the potential impact of SEC's proposed regulations for climate reporting? ...

Mar 02, 2024 12:19 AM EST

SEC's Landmark Victory Defines Unregistered Securities 'Dealer' in Recent Appeal

Are you up-to-date on the SEC's efforts to regulate securities dealers? Find out how their recent ap...

Feb 17, 2024 12:00 AM EST

Binance Confronts SEC, The Courtroom Clash That Could Reshape Crypto Regulations

Are you keeping up with the latest in crypto regulations? Delve into the high-stakes courtroom confr...

Jan 23, 2024 08:54 AM EST

Elon Musk Calls Upon Supreme Court to Lift SEC's 'Muzzle' Over Controversial Tweet, Claims Violation of Free Speech Rights

Explore Elon Musk's battle for free speech as he challenges the SEC's "muzzle" in the Supreme Court ...

Dec 08, 2023 03:30 AM EST

SEC Gives Penalties for Two Corporate Fraud Cases; International Company to Pay $7.5M

Two corporate companies were traced by SEC on having bent the legalities of accounting that caused t...

Apr 20, 2016 10:42 AM EDT

SEC sues former Logitech executives for fraudulent accounting in 2011

Two logitech executives are being sued by the SEC for fraudulently concealing the company's poor sal...

Apr 20, 2016 04:40 AM EDT

Former NFL Star Willie Gault Ordered to Pay $206K Fine for SEC Fraud Case

Willie Gault, as some sports fans may know, recent had solid downfalls under the law. Gault decided ...

Apr 18, 2016 11:54 AM EDT

SEC files lawsuit against former ConvergEx official linked to fraudulent markups

Securities and Exchange Commission filed a lawsuit against a former employee of ConvergEx for partic...

Apr 14, 2016 12:29 AM EDT

Nasdaq CEO Says ‘Flash Boys’ Rule May Complicate the US Stock Market

Approval of a new regulatory standard related to the U.S. stock exchange application of startup trad...

Apr 13, 2016 02:18 AM EDT

Casino giant Las Vegas Sands to settle with SEC for $9 million

Las Vegas Sands will pay a $9 million fine to SEC and will consult to an outside counsel for two yea...

Apr 09, 2016 11:48 AM EDT

Democrats stall Obama’s nominees for SEC over political money dispute

Opposition from top Senate Democrats on Thursday stalled two of President Barack Obama's picks for t...

Apr 08, 2016 06:13 AM EDT

SEC agrees with the budget of independent accounting board

SEC approved the budget of the independent accounting board on Tuesday. The budget is allotted for t...

Mar 16, 2016 06:02 AM EDT

US Senate banking panel sets confirmation hearing for Obama's SEC nominees

The United States Senate Banking Committee is set to hold a confirmation hearing on March 15 for the...

Mar 10, 2016 06:37 PM EST

SEC charges Wells Fargo and Rhode Island agency with securities fraud for 38 Studios deal

Wells Fargo and Rhode Island Agency are being charged with securities fraud by the Securities and Ex...

Mar 08, 2016 11:37 PM EST

Judge rules SEC could take Fannie Mae ex-exec Daniel Mudd to trial over risk loans

A judge ruled that the Securities and Exchange Commission could take Daniel Mudd to trial over hidin...

Mar 03, 2016 08:25 AM EST

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