Financial Industry Regulatory Authority
Interactive Brokers ordered to pay $1.2 million for trustee's 'reckless' trades
Apr 29, 2015 09:33 AM EDT
Wall St. watchdog discrimination suit may head to trial
Dec 21, 2014 12:48 AM EST
Whistleblower claim against brokerage belongs in arbitration: court
Dec 10, 2014 02:55 AM EST
Citigroup to shutter LavaFlow stock trading venue
Dec 03, 2014 07:28 AM EST
Citigroup to pay $15 million for analyst supervision lapses: FINRA
Nov 24, 2014 10:56 AM EST
Bank of America's Merrill fined over short-sale rule violations
Oct 28, 2014 02:41 AM EDT
NYSE to take back policing duties from Wall Street watchdog
Oct 07, 2014 05:06 AM EDT
Finra's JPMorgan fine on improper reporting of trade is worth 3 minutes of firm's annual profit
May 22, 2014 04:12 PM EDT