US Securities and Exchange Commission

Newmont begins investigations into some foreign business operations

Newmont Mining, one of the biggest gold producers, has commenced its investigations into some extern...

Apr 21, 2016 07:55 AM EDT

SEC, US Attorney's Office Probe Blood-Testing Startup Theranos

Federal prosecutors are now investigating Theranos, a blood-testing company. The company allegedly m...

Apr 20, 2016 04:15 AM EDT

Valeant Pharmaceuticals under SEC investigation for poor market performance

The Valeant Pharmaceuticals International is now under the scrutiny of the US SEC after its annual f...

Mar 01, 2016 12:06 AM EST

US Securities and Exchange Commission to reinforce algorithmic trading rules

The US Securities and Exchange Commision is now creating new policies regarding algorithmic trading....

Feb 22, 2016 02:52 AM EST

Defendant pleads guilty for international hacking scheme; US SEC announced 9 more accused

Another defendant in the international hacking case, Arkadiy Dubovoy, 51, pleaded guilty before a US...

Feb 19, 2016 08:46 AM EST

SEC says accused $750 M fake gold bid investor escapes to China

A recent complaint filed by the the US Securities and Exchange Commission at a New York federal cour...

Jun 12, 2014 04:03 PM EDT

Bitcoin entrepreneur enters SEC settlement over unregistered share sales

An agreement has been reached between the US Securities and Exchange Commission and Erik Voorhees ov...

Jun 03, 2014 05:59 PM EDT

SEC mulls over proposed requirement to force brokers share where trades go

A trading expert had told Bloomberg that requiring all brokers to completely fill out a customer's o...

Apr 21, 2014 01:15 PM EDT

Individual investor's $45K loss on volatile bets incites SEC probe

A securities expert told Bloomberg that despite the increase exchange-traded note investments seen i...

Apr 17, 2014 02:25 PM EDT

SEC is too timid on Wall Street's misdeeds - lawyer

Retired US Securities and Exchange Commission trial lawyer James Kidney's latest criticism against t...

Apr 08, 2014 04:56 PM EDT

Wives' chatter land husbands indictment over insider trading

The US Securities and Exchange Commission has recently settled two cases filed against men who trade...

Apr 01, 2014 07:40 PM EDT

Gambling website under SEC probe over Bitcoin-denominated stock sale

According to a letter sent by the US Securities and Exchange Commission, the agency is looking into ...

Mar 21, 2014 12:29 PM EDT

Ex-aides seek permission to show jury how Madoff was master of lies

Five former employees of Bernard L. Madoff presented a video evidence to court today to convince the...

Feb 11, 2014 05:31 PM EST

US government will impose blockbuster fines in companies in bribery probe

According to WilmerHale partner Jay Holtmeier, the fines that the US government will be imposing on ...

Feb 10, 2014 09:50 PM EST

US regulators form interagency group for effective implementation of Volcker Rule in banks

The formation of a special group of US regulators for the implementation of the Volcker Rule was to ...

Feb 05, 2014 05:42 PM EST

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