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U.S. Securities and Exchange Commission updates

U.S. SEC panel plans stock exchange fee-cutting experiment

The U.S. SEC should mandate an experiment in cutting stock exchanges fees and rebates. A panel of th...

Apr 21, 2016 05:27 AM EDT

SEC charges Texas Attorney General Ken Paxton for role in stock scam

The U.S. SEC charged Texas Attorney General Ken Paxton for his alleged role in a stock scam. He is r...

Apr 12, 2016 05:10 AM EDT

SEC enforces rare, record fine on municipal bond issuer

SEC fined a municipal bond issuer for only the second time on Wednesday. SEC accused California's la...

Mar 11, 2016 03:13 AM EST

U.S. SEC to pay $750, 000 to high-frequency trading critic whistleblower

Nanex founder said on Tuesday that he will be receiving $750, 000 for his whistleblower award. This ...

Mar 03, 2016 03:53 AM EST

U.S. SEC charges Qualcomm for hiring relatives of China officials

Qualcomm has already reached an agreement with the U.S. Securities and Exchange Commission. The move...

Mar 03, 2016 03:39 AM EST

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