Merrill Lynch

Massachusetts fines Merrill Lynch $2.5 million for rule lapse

Bank of America's Merrill Lynch brokerage unit agreed to pay a $2.5 million fine in Massachusetts to...

Mar 24, 2015 04:43 AM EDT

Bank of America chips away at brokerage industry truce

For the last decade, Wall Street brokerages have had a pact not to sue brokers that leave their firm...

Feb 23, 2015 07:15 AM EST

Bank of America's Merrill fined over short-sale rule violations

Wall Street's self-funded regulator said on Monday it fined Bank of America Corp's Merrill Lynch uni...

Oct 28, 2014 02:41 AM EDT